The JUMP team continues to enhance its software suite to help investment management companies comply with regulatory requirements and refocus on the core of their activities: the investment management.
This summer edition of JUMP Club U' focused on a regulatory topic of current interest to our clients that are Investment Management Companies, namely SPOT (*) inspections within France’s Financial Markets Regulator, the AMF (Autorité des Marchés Financiers), and more particularly on the subject of compliance with the new MiFID 2 provisions regarding portfolio management for third parties (" discretionary portfolio management").
During this JUMP Club U', we were able to demonstrate how our Front-to-Back solution makes it possible to simplify compliance with SPOT regulatory requirements: client questionnaire compliance, periodic disclosures to the client, transparent and exhaustive communication of ex-ante and ex-post fees, alerts in the event of a fall in portfolio value of more than 10%, information on the potential collection of of management rebates, etc.
