Compliance

Automate compliance with regulatory and customer constraints

Overview

JUMP Compliance is a powerful and flexible solution for automating pre & post-trade controls on all operations.

 

Thanks to the intuitive rules engine, JUMP COMPLIANCE allows you to automate all controls: regulatory, statutory, customer, prospectus commitments and internal best practices.

 

With JUMP COMPLIANCE, you secure your processes by mitigating risk and ensuring periodic and permanent checks of your activity.

benefits of the solution 

REAL-TIME AND BACK TESTS

Check the compliance of your commitments or investments in real-time or in post-trade. Perform back tests

EMBEDDED LIBRARY OF RATIOS

Benefit from an embedded library of regulatory and statutory controls, as well as a set of rule models that allows you to accelerate the implementation of your own rules

BUSINESS SETTINGS

Become autonomous in the implementation of new constraints thanks
to a user configurable rules engine 

AUTOMATION

Limit the management breaches,
thanks to real-time pre-trade alerts or blockages during order placement

STEERING

Benefit from control dashboards and reports that allow you to focus on priority breaches and configure automated escalation procedures

COMPLETE AUDIT TRAIL

Have full traceability of repository changes, executed controls and results for each business operation

Main features

Respect of constraints

∎ Regulations : AMF, UCITS, AIFM, Solvency II, MiFID, CSSF, CAA, etc.
∎ Statutory constraints
∎ Pre- and post-trade compliance
∎ Real-time and post-trade monitoring and analysis
∎ Customisable alerts and criticality levels
∎ Regulatory watch

Addition of new controls

∎ Extended library of pre-configured controls and business features
∎ Embedded control designer together with creation wizard
∎ Customization of JUMP library controls
∎ Back-Testing

Alerts configuration

∎ Periodic alerts
∎ Conditional alerts
∎ Modalities of the alert; mail, notification via internal messaging, automated report, etc.

Complete audit trail

∎ Fine management of access rights
∎ Change tracking console
∎ Control history
∎ Automated archiving

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